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SEC Rule 10b-5
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431	PDF Document Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2014-06-27 01:43:43 Basic Inc. v. Levinson Tellabs Inc. v. Makor Issues & Rights Ltd. Scienter SEC Rule 10b-5 Central Bank of Denver v. First Interstate Bank of Denver Supreme Court of the United States United States Congress Law United States securities law Private Securities Litigation Reform Act
432	Administrative Proceeding: Gary S. Becker and Gregory S. Schaefer Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-09 12:29:35 Financial economics Financial regulation Financial system Securities Exchange Act Securities Act U.S. Securities and Exchange Commission Broker-dealer SEC Rule 10b-5 Securities regulation in the United States United States securities law United States Securities and Exchange Commission 73rd United States Congress
433	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]December 12, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-12 17:36:29 United States Securities and Exchange Commission Financial regulation Daniel Imperato U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities Exchange Act Securities Act Economy of the United States United States United States securities law SEC filings 73rd United States Congress
434	Microsoft Word - rabarron7887.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-20 14:37:28 Finance Financial markets SEC filings United States Securities and Exchange Commission Form 144 Securities Act SEC Rule 10b5-1 U.S. Securities and Exchange Commission SEC Rule 10b-5 United States securities law Financial economics Business
435	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 15, 2006 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-03 13:17:22 Securities Exchange Act Business U.S. Securities and Exchange Commission SEC Rule 10b-5 OTC Markets Group Financial Industry Regulatory Authority SEC filing United States securities law Financial regulation Finance
436	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]June 10, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-10 13:21:01 Law Financial regulation 76th United States Congress Investment Advisers Act SEC Rule 10b-5 Investment Advisor U.S. Securities and Exchange Commission Securities Act Securities fraud United States securities law Finance Financial economics
437	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 28, 2006 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-02 15:38:03 Investment Financial markets Short selling Hedge fund U.S. Securities and Exchange Commission Securities Exchange Act Securities fraud Short SEC Rule 10b-5 Financial economics United States securities law Finance
438	INITIAL DECISION RELEASE NO. 600 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-20 10:44:48 73rd United States Congress Financial system Finance SEC Rule 10b-5 Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Broker-dealer Securities regulation in the United States United States securities law Financial economics United States Securities and Exchange Commission
439	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]June 10, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-10 13:22:31 Investment Advisers Act Financial system SEC Rule 10b-5 Securities Act Investment Advisor U.S. Securities and Exchange Commission Securities fraud Fraud United States securities law Law Financial regulation
440	INITIAL DECISION RELEASE NO. 589 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-18 15:44:36 Financial regulation Government Financial system Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act SEC Rule 10b-5 Securities and Exchange Commission Securities regulation in the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission

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